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CISI International Certificate in Wealth & Investment Management Sample Questions:
1. Why would an investment manager conduct forward-looking security attribution?
A) In order to establish by how much they need to outperform the benchmark
B) To quantify next year's annual charge
C) In order to calculate future profits
D) To establish where future risks lie
2. Unsecured negotiable bearer securities that are issued by companies with a full stock market listing are known as:
A) Certificates of Deposit
B) Bills of Exchange
C) Treasury Bills
D) Commercial Paper
3. Which type of individual is most likely to be subject to enhanced due diligence (EDD) checks?
A) A company director
B) A government official
C) A corporate client
D) A high-net-worth individual
4. Which of the following is categorised as a soft commodity?
A) Natural gas
B) Lumber
C) Copper
D) Oil
5. Which class of mutual fund shares has a charging structure that avoids a front-end load?
A) Class D
B) Class A
C) Class C
D) Class B
Solutions:
Question # 1 Answer: D | Question # 2 Answer: D | Question # 3 Answer: B | Question # 4 Answer: B | Question # 5 Answer: C |